Sullivan
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Past Events

SEC Proposes Amendments to Small Entity Definitions
When: January 20, 2026
People: Rachael L. Schwartz and Ayomide Omobo
As 2024 Closes Out, It's Time to Prepare for Names Rule Compliance
When: October 15, 2024
People: Rachael L. Schwartz
What the SEC Liquidity Risk Management Amendments Entail
When: September 20, 2024
People: Rachael L. Schwartz
SEC Adopts Amendments to the Investment Company Names Rule (Rule 35d-1)
When: September 27, 2023
People: Rachael L. Schwartz, John Hunt and Domenick Pugliese
SEC Adopts Highly Anticipated Private Funds Rules
When: August 28, 2023
People: John Hunt and Rachael L. Schwartz
SEC Proposes Amendments to Rule 35d-1 Under the 1940 Act
When: May 26, 2022
People: Rachael L. Schwartz
SEC Adopts New Valuation Rule under the 1940 Act
When: December 14, 2020
People: Rachael L. Schwartz
SEC Proposes Modernized Shareholder Reports and Other Disclosures
When: August 21, 2020
People: Rachael L. Schwartz
SEC Proposes New Valuation Rule under the 1940 Act
When: April 27, 2020
People: Rachael L. Schwartz
Ramifications of the COVID-19 Outbreak on Open-End Investment Companies
When: March 16, 2020
People: John L. Chilton, Nicole M. Crum, John Hunt, David M. Leahy, David C. Mahaffey, Domenick Pugliese, Rachael L. Schwartz and Matthew J. Van Wormer
Top 4 Questions Fund Boards Should Ask in the Wake of the Coronavirus
When: March 13, 2020
People: Rachael L. Schwartz