Top 10 Most Influential Registered Funds Lawyers in USA 2023

Is the SEC Repeating Past Errors Or Helping MMFs Weather the Next Storm?

MutualFundWire.com

Nicole Crum and Louis Monti to Lead Sullivan’s Lateral Partner Hiring

Sullivan Earns Top Rankings in the 2023 Edition of The Legal 500 United States

Sullivan & Worcester Expands Investment Management Group in DC

Abigail Bertumen Joins Investment Management Team as Counsel

Sullivan Attorneys Recognized in Chambers Global 2023 Guide

2023 Outlook: Potential Recession Magnifies Board Focus on 15(c) Season

Fund Directions

2023 Outlook: Will SEC Allow Hybrid Future or Force Board Meetings into Past?

Fund Directions

Sullivan & Worcester Elevates Four to Partner

Across Practice Areas in Boston and New York City

Sullivan Press Release

Sullivan Receives Top Rankings in the 2023 U.S. News – Best Lawyers® "Best Law Firm" Rankings

41 Sullivan & Worcester Lawyers Named to 2023 Best Lawyers® List

Best Lawyers in America, 2023

Sullivan & Worcester Recognized in the 2022 Edition of Chambers USA

Chambers USA

What Just Happened with Elon Musk's Twitter Deal? What Does It Mean for Shareholders?

The Los Angeles Times

Buying Twitter is Complicated – Here's What Elon Musk Faces

The Los Angeles Times

SEC Rules Raise Questions About Security Role of Fund Boards

Fund Directions

Fund of Funds Rule Implementation Breezes By As Boards Look Ahead to Bigger Lifts On Derivatives, Valuation

Fund Directions

10 Women...Leading the '40 Act Legal Space

Fund Board Views

Sullivan Attorneys Recognized in Chambers Global 2022 Guide

Chambers Global

Sullivan Receives Top Rankings in the 2022 U.S. News – Best Lawyers® "Best Law Firm" Rankings

Subadvisor Diversity, or Lack of It, Gaining Board Attention

BoardIQ

S in ESG Stands for Supply Chain

FinOps Report

Five Ways To Drive Board Diversity

Corporate Board Member

Sullivan Represents Sierra Income Corporation and Its Special Committee in Merger with Barings BDC, Inc.

Special Issue: Small-Fund Director Pay Drove 2020 Comp Hikes

BoardIQ

Uncleared Margin Rules Phase Six: Five Step SCOPE Approach

FinOps Report

Domenick Pugliese Shortlisted for Independent Counsel of the Year

SEC's AMAC Recommends Diversity Disclosure Requirements for Fund Boards

Fund Directions

The "E" Is For Elephant

Corporate Board Member

Sullivan Earns Top Rankings in the 2021 Edition of The Legal 500 United States

Sullivan Recognized in the 2021 Edition of Chambers USA

Vying for Attention: How Boards Can Navigate the Rise of SMAs

Fund Directions

SEC's Division of Examinations Issues ESG Risk Alert, Increasing Scrutiny on Disclosures

Fund Directions

Directors Discuss Valuation Rule Implementation at First Board Meetings of 2021

Fund Directions

Sullivan Attorneys Recognized in Chambers Global 2021 Guide

For Some, Self-Assessments Need Their Own Assessment

BoardIQ

Special Issue: Coping With Flawed Directors and Factions

BoardIQ

New SEC Rule to Create Valuation Job

Ignites

New Rule May Spur Boards to Start Valuation Committees

BoardIQ

Sullivan & Worcester Shortlisted for 2021 'Best Law Firm' by Fund Intelligence

As CIT, SMA and ETF Assets Rise, Board Influence May Fall

Board IQ

Sullivan Receives Top Rankings in the 2021 U.S. News – Best Lawyers® "Best Law Firm" Rankings

Sullivan Attorneys Named to The Best Lawyers in America® 2021

The Best Lawyers in America® 2021

Industry to Blass: No Limits on Virtual Board Meetings Required

Fund Directions

Long Breaks, Music, Prayers: How Shops Help Relieve 'Zoom Fatigue'

Ignites

Will Remote 15(c) Meetings Lead to Better Practices?

Fund Board Views

SEC Lists Rules It Plans to Adopt Before Election Day

Ignites

Multi-Product Directors Earn 50%-Plus More Than Open End Boards

Fund Directions

Mutual Fund Industry & ETF Awards 2020

AwardStage

Sullivan Ranked in the 2020 Edition of Chambers USA

SEC to Shops: Virus No Excuse to Slack on Client Disclosure

Ignites

Covid-19 Forcing Boards to Consider Reevaluation of Annual 15(c) Review Formats

Fund Directions

Market Dive Pummels Small Funds. Can They Make It?

BoardIQ

Pine River, Systematica Add New Covid-19 Risk Disclosures

FundFire

BNY Mellon Builds Out Separate ETF Board for New Range

Fund Directions

Coronavirus: Survival Tips for Middle Office Fund Ops

FinOps Report

Fund Boards Focused On How Advisers Best Work From Home

Fund Directions

Fund Boards: Stay Updated on SEC Names Rule Review

Fund Board Views

Fairholme Funds Losing Money – and Board Members, Too

Board IQ

AQR Funds Sue Pharma Company over 'Massive Fraud'

FundFire

SEC Not Keen on Recovering Waived Fees After a Merger

BoardIQ

Revisiting what 'kept people up at night' in 2019 and what it means for the year ahead

Fund Directions

Start the Clock: Regulators to Enforce Reg BI in Six Months

Ignites

Continued Education: Colleagues, Industry Experts, Trade Organizations and Their Extended Networks Can Play a Role for Boards

Fund Directions

Sullivan Receives Top Rankings in the 2020 U.S. News – Best Lawyers® "Best Law Firms" Rankings

Sullivan Press Release

Sullivan Adds Pair of Investment Attorneys from Schiff Hardin

Law360

Ex-Platinum Exec Sues SEC for Alleged Leaks to Press

FundFire

Big Law Business: Laterals, Moves

Bloomberg Law

Sullivan grows NY office with two '40 Act lawyers

Fund Board Views

Sullivan & Worcester's New York Office Expands with Investment Management Duo

Sullivan Press Release

Relatively unknown new IDC head taking up a full plate of industry issues

Fund Directions

SS&C Sues AIG over Losses from Hedge Fund Cybertheft

FundFire

Kirkland, Dechert Assist Crescent's $142M Alcentra Buy

Law360

Sullivan Client Alcentra Capital Corp. Acquired by Crescent Capital BDC

Mergers & Acquisitions

SEC Works to Make Settlement Negotiations Quicker, Simpler

Ignites

Special Issue: Board Raises Powered 6% Higher Last Year

BoardIQ

Finra Orders Robinhood to Repay Investor After Tech Lapse

Ignites

Boards should understand advisers' conflict of interest policies after share class disclosure settlements

Fund Directions

Boards should understand advisers' conflict of interest policies after share class disclosure settlements

Fund Directions

Sullivan Ranked in the 2019 Edition of Chambers USA

As Managers, Vendors Slough Jobs, Boards Should Be Alert

BoardIQ

Fund Admins Face Liability in Lawsuits Targeting Managers

FundFire

Fund directors look forward to SEC guidance on valuation in 2019

Fund Directions

2019 Outlook: What's keeping directors up at night?

Fund Directions

Is the Deal Good for Shareholders (and Will I Keep My Job)?

Board IQ

Fund board volatility considerations hinge on robust communications

Fund Directions

Directors see time commitment double over last 15 years

Fund Directions

SEC Calls In Tech Support to Probe Quant Fund Strategies

Ignites

Shops Torn on Liquidity Bucketing Methods

Ignites

Shops' Plans for Classifying Holdings: Monthly, at First

Ignites

The path to digital: Boards prep for e-delivery discussions

Fund Directions

Nom and gov committees weigh prior board experience

Fund Directions

Shops Grapple With 'Highly Liquid' Minimum Changes

Ignites

Compensation Boosts Tell Familiar Story: Time Is Money

BoardIQ

Sullivan & Worcester’s Laura Steinberg Receives Lawyer Monthly’s 2018 Women in Law Award

Lawyer Monthly

What Does Gender Parity In The Legal Industry Look Like?

Law360

Sullivan Partner Nicole Crum Named Mutual Funds Rising Star By Fund Action and Fund Directions

Sullivan Advises ETF Managers Group on Launch of First Global Dry Bulk ETF

Hedge Funds Starting To Consider ESG Issues In Campaigns

Law360

After Wild Ride, SEC Investigating Volatility Funds

Ignites

Call Me By the Right Name: SEC Probes Blockchain, Cryptocurrency Funds

Ignites

UPDATE: SEC delays board approval of liquidity risk management program

Fund Board Views

SEC to Fund Admins: No Proof, No NAV

FinOps Report

SEC Scrutiny, Vendor Consolidation Sparks Valuation 'Shake-Up'

Ignites