Sullivan
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Past Events

SEC Establishes Retail Fraud Working Group to Combat Fraud Targeting Everyday Investors
When: July 9, 2026
People: David E. Danovitch, Michael T. Dyson and Erika J. Dennery
SEC and CFTC Continue Their Lucrative Pursuits of Penalizing Unapproved Communication Methods
When: August 27, 2024
People: David E. Danovitch, Michael T. Dyson, John Hunt and Erika J. Dennery
Are the SEC’s Private Fund Advisers Rules Now Dead? No, but they are on Life Support
When: June 10, 2024
People: John Hunt and Rachael L. Schwartz
“What? I’m a Dealer?”: New SEC Definitional Rules Add to the Confusion
When: February 27, 2024
People: Meghan Rohan, Michael T. Dyson and John Hunt
USA: Trends & Developments
When: November 2023
People: William C. Hanson, Nicole Rives and Douglas S. Stransky
SEC Division of Examinations Issues Risk Alert on Selection Process of Advisers to Examine
When: October 5, 2023
People: Abigail Bertumen, Johanna Colpritt, John Hunt and Rachael L. Schwartz
SEC Adopts Highly Anticipated Private Funds Rules
When: August 28, 2023
People: John Hunt and Rachael L. Schwartz
Fund Boards: Be Ready to Combat Cyber Risks
When: June 7, 2023
People: Nicole M. Crum
SEC Proposes Amendments to Rule 35d-1 Under the 1940 Act
When: May 26, 2022
People: Rachael L. Schwartz
SEC Adopts New Valuation Rule under the 1940 Act
When: December 14, 2020
People: Rachael L. Schwartz
SEC Proposes Modernized Shareholder Reports and Other Disclosures
When: August 21, 2020
People: Rachael L. Schwartz
Why Investors Should Revisit PE Fund Agreement Terms in the Wake of the Coronavirus
When: May 19, 2020
People: Susan M. Barnard and Nicole Rives