Sullivan
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Biography

  • Represented Titan Partners as placement agent in connection with the $40 million registered direct offering of common stock by Innventure, Inc. (Nasdaq: INV)
  • Represented Maxim Group LLC as placement agent in connection with the $7 million registered direct offering of common stock, pre-funded warrants and warrants by IMUNON, Inc. (Nasdaq: IMNN)
  • Represented R.F. Lafferty & Co., Inc. as underwriter in connection with a $2.5 million public offering of common stock by SurgePays, Inc. (Nasdaq: SURG)
  • Represented Datavault AI, Inc. (Nasdaq: DVLT) as issuer in connection with its $16.7 million multi-tranche issuance of senior secured convertible notes and warrants
  • Represented Univest Securities, LLC as placement agent in connection with the $12 million best efforts offering of ordinary and pre-funded units by Bon Natural Life Limited (Nasdaq: BON)
  • Represented Lake Street as placement agent in connection with the $15 million registered direct offering of common stock and prefunded warrants by Elutia (Nasdaq: ELUT)
  • Represented Alexandr Capital, L.P. as underwriter in connection with the $5.12 million initial public offering of common stock by Callan JMB Inc. (Nasdaq: CJMB)
  • Represented Lake Street and Jones as placement agents in connection with the $10.8 million public offering of American depositary shares (ADS) and warrants by Evaxion (Nasdaq: EVAX)
  • Represented Lake Street as placement agent in connection with the $6 million public offering of common stock and warrants by Hyperfine (Nasdaq: HYPR)
  • Represented Datavault AI, Inc. (Nasdaq: DVLT) as issuer in connection with the registered direct offering of common stock and warrants for gross proceeds of $5.4 million
  • Represented Maxim Group LLC as placement agent in connection with the $3 million registered direct offering and concurrent private placement of ordinary shares and warrants by Oxbridge Re Holdings Limited (Nasdaq: OXBR)

Matters

  • Represented Titan Partners as placement agent in connection with the $40 million registered direct offering of common stock by Innventure, Inc. (Nasdaq: INV)
  • Represented Maxim Group LLC as placement agent in connection with the $7 million registered direct offering of common stock, pre-funded warrants and warrants by IMUNON, Inc. (Nasdaq: IMNN)
  • Represented R.F. Lafferty & Co., Inc. as underwriter in connection with a $2.5 million public offering of common stock by SurgePays, Inc. (Nasdaq: SURG)
  • Represented Datavault AI, Inc. (Nasdaq: DVLT) as issuer in connection with its $16.7 million multi-tranche issuance of senior secured convertible notes and warrants
  • Represented Univest Securities, LLC as placement agent in connection with the $12 million best efforts offering of ordinary and pre-funded units by Bon Natural Life Limited (Nasdaq: BON)
  • Represented Lake Street as placement agent in connection with the $15 million registered direct offering of common stock and prefunded warrants by Elutia (Nasdaq: ELUT)
  • Represented Alexandr Capital, L.P. as underwriter in connection with the $5.12 million initial public offering of common stock by Callan JMB Inc. (Nasdaq: CJMB)
  • Represented Lake Street and Jones as placement agents in connection with the $10.8 million public offering of American depositary shares (ADS) and warrants by Evaxion (Nasdaq: EVAX)
  • Represented Lake Street as placement agent in connection with the $6 million public offering of common stock and warrants by Hyperfine (Nasdaq: HYPR)
  • Represented Datavault AI, Inc. (Nasdaq: DVLT) as issuer in connection with the registered direct offering of common stock and warrants for gross proceeds of $5.4 million
  • Represented Maxim Group LLC as placement agent in connection with the $3 million registered direct offering and concurrent private placement of ordinary shares and warrants by Oxbridge Re Holdings Limited (Nasdaq: OXBR)