John's practice focuses on the representation of both open-end and closed-end investment companies and their independent directors. He also advises investment advisers with respect to registration and compliance matters. John has substantial experience in the organization and offerings of closed-end investment companies and mergers of open-end investment companies. He also advises on Commodity Futures Trading Commission registration and compliance matters.

Bar & Court Admissions

  • New York
  • District of Columbia


  • J.D., The George Washington University Law School
  • B.A., cum laude, Williams College

Awards & Honors

  • The Legal 500 U.S. (2012-2013, 2016, 2018-2022)

Seminars & Presentations



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