Sullivan
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Biography

Viewpoints

Viewpoints

Upcoming Events

SEC Proposes New Regulation E-Delivery
When: July 22, 2026Today
People: John Hunt, Rachael L. Schwartz and Michael D. Davalla

Past Events

The End of the Road for the SEC’s Administrative Order “No-Deny” Rule
When: May 26, 2026
People: John Hunt and Bailey Travers
SEC Broadens Closed-End Fund/BDC Co-Investment Relief to Open-End Funds
When: May 1, 2026
People: John Hunt and Michael D. Davalla
Rolling Back Private Fund Reporting: Proposed Amendments to Form PF
When: April 29, 2026
People: John Hunt and Bailey Travers
Misleading Social Media Posts Can Cost You $500,000 in Massachusetts
When: April 2, 2026
People: John Hunt and Bailey Travers
SEC and CFTC Continue Their Lucrative Pursuits of Penalizing Unapproved Communication Methods
When: August 27, 2024
People: David E. Danovitch, Michael T. Dyson, John Hunt and Erika J. Dennery
Are the SEC’s Private Fund Advisers Rules Now Dead? No, but they are on Life Support
When: June 10, 2024
People: John Hunt and Rachael L. Schwartz
“What? I’m a Dealer?”: New SEC Definitional Rules Add to the Confusion
When: February 27, 2024
People: Meghan Rohan, Michael T. Dyson and John Hunt
SEC Division of Examinations Issues Risk Alert on Selection Process of Advisers to Examine
When: October 5, 2023
People: Abigail Bertumen, Johanna Colpritt, John Hunt and Rachael L. Schwartz
SEC Adopts Amendments to the Investment Company Names Rule (Rule 35d-1)
When: September 27, 2023
People: Rachael L. Schwartz, John Hunt and Domenick Pugliese
SEC Adopts Highly Anticipated Private Funds Rules
When: August 28, 2023
People: John Hunt and Rachael L. Schwartz
SEC Adopts New Rules on Investment Company Use of Derivatives
When: December 3, 2020
People: John Hunt and Rachael L. Schwartz
Ramifications of the COVID-19 Outbreak on Open-End Investment Companies
When: March 16, 2020
People: John L. Chilton, Nicole M. Crum, John Hunt, David M. Leahy, David C. Mahaffey, Domenick Pugliese, Rachael L. Schwartz and Matthew J. Van Wormer