Sullivan
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Biography

Gabrielle Pollard focuses her practice on capital markets transactions and general corporate matters. Prior to joining Sullivan, Gabi was a Capital Markets Principal Examiner at the Financial Industry Regulatory Authority (FINRA) in New York. While at FINRA, she conducted firm examinations by executing independent risk assessments, drafting exam reports, and reviewing FINRA filings for public and private offerings; due diligence; conflict of interest; financial filings; and written supervisory procedures. Her FINRA experience includes product originators, wholesalers, underwritings, mergers and acquisitions, private placements and crowdfunding.

Education
  • St. John's University School of Law (J.D.)
  • Susquehanna University (B.A., magna cum laude)
Bar & Court Admissions
  • New York
  • New Jersey

Gabrielle Pollard

Gabrielle Pollard focuses her practice on capital markets transactions and general corporate matters. Prior to joining Sullivan, Gabi was a Capital Markets Principal Examiner at the Financial Industry Regulatory Authority (FINRA) in New York. While at FINRA, she conducted firm examinations by executing independent risk assessments, drafting exam reports, and reviewing FINRA filings for public and private offerings; due diligence; conflict of interest; financial filings; and written supervisory procedures. Her FINRA experience includes product originators, wholesalers, underwritings, mergers and acquisitions, private placements and crowdfunding.