Sullivan
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  • Support retirement plan fiduciary in introducing managed account product including considerations for core line-up, fee considerations, and monitoring obligations as an ERISA fiduciary of the product
  • Advice concerning use of in-house investment products for the health savings accounts (HSAs) for employees of investment manager/financial services firm
  • Counsel clients with respect to use of collective investment trusts (CITs) and related prohibited transaction concerns of funds managed by affiliates
  • Use of VCOC invested in REOC structure for several clients seeking to manage real estate investments
  • Guide client in VCOC compliance monitoring and trigging of distribution period for wind-down
  • Regularly draft and review private placement memorandum ERISA disclosures and subscription agreements
  • Advise insurance company with respect to use of GACs and separate accounts as ERISA plan asset vehicles, including advice concerning investor control issues and fiduciary obligations
  • In-depth analysis of the ERISA consequences of a potential investment in a fund by a non-electing church plan
  • Advice concerning use of performance-based fee structures for funds subject to ERISA
  • Advice relating to so-called “soft” prohibited transaction concerns of investing IRAs in entities in which IRA owner is employee, officer or director

Matters

  • Support retirement plan fiduciary in introducing managed account product including considerations for core line-up, fee considerations, and monitoring obligations as an ERISA fiduciary of the product
  • Advice concerning use of in-house investment products for the health savings accounts (HSAs) for employees of investment manager/financial services firm
  • Counsel clients with respect to use of collective investment trusts (CITs) and related prohibited transaction concerns of funds managed by affiliates
  • Use of VCOC invested in REOC structure for several clients seeking to manage real estate investments
  • Guide client in VCOC compliance monitoring and trigging of distribution period for wind-down
  • Regularly draft and review private placement memorandum ERISA disclosures and subscription agreements
  • Advise insurance company with respect to use of GACs and separate accounts as ERISA plan asset vehicles, including advice concerning investor control issues and fiduciary obligations
  • In-depth analysis of the ERISA consequences of a potential investment in a fund by a non-electing church plan
  • Advice concerning use of performance-based fee structures for funds subject to ERISA
  • Advice relating to so-called “soft” prohibited transaction concerns of investing IRAs in entities in which IRA owner is employee, officer or director