Sullivan
Microsoft has discontinued support for Internet Explorer. To access the Sullivan website, please install a modern browser like Microsoft Edge or Google Chrome.
Avoiding Regulatory Pitfalls: Connecting the Dots Between your Exam Findings and your Operations
When: October 17, 2024
Location: Ultimus Registered Funds 2024 Client Summit
 

Gaylord Texan Resort
Dallas, TX

People: Nicole M. Crum

Nicole Crum participated in a panel discussion, "Avoiding Regulatory Pitfalls: Connecting the Dots Between your Exam Findings and your Operations," at the Ultimus Registered Funds 2024 Client Summit on October 17. 

The panelists discussed recent cases, trends, and areas of risk, as well as provided suggestions for bolstering compliance programs.

The Ultimus Client Summit focuses on product trends, key challenges, and regulatory updates by inviting industry experts to share insights and perspectives and discuss solutions and best practices.