Roy focuses on bank regulatory and compliance matters, including international banks and their branches and agencies in New York. He has been involved in the formation of these offices, including drafting, filing and supporting the necessary applications. Upon establishment, he has advised on the application of Federal and New York laws with respect to their activities and operations. For over ten years, Roy was responsible for and worked closely with the large compliance teams at two foreign banks.

Representative Client Work

  • Represented over 10 foreign banks filing resolution plans under the Dodd-Frank Act
  • Advised money center bank on Volcker Rule and trade finance activities
  • Prepared training materials covering Federal and New York law compliance matters
  • Advised foreign banks on new remittance rules of the Consumer Financial Protection Bureau

Bar & Court Admissions

  • New York


  • B.A., magna cum laude, Boston College
  • J.D., cum laude, Boston College Law School

Community Engagement

  • Institute of International Bankers' Legal and Regulatory Committee and Compliance Officers' Committee
  • Association of the Bar of the City of New York’s Banking Law Committee and the Banking Law Committee of the New York State Bar Association

Awards & Honors

  • The Legal 500 U.S. (2020)


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