Joe's practice focuses on corporate and securities matters, including mergers and acquisitions, securities laws and capital markets transactions. He advises clients with respect to ongoing corporate governance and disclosure matters, including compliance with Securities Exchange Act of 1934 requirements, stock exchange listing standards and Sarbanes-Oxley Act compliance.

Prior to joining Sullivan, Joe was one of the first in-house counsels to a publicly-traded cannabis company.

Bar & Court Admissions

  • New York
  • United Kingdom

Education

  • J.D., New York University School of Law
  • LL.M., University College London
  • B.A., magna cum laude, Luther College

Community Engagement

  • Co-chair, Advisory Board and In-House Committee, International Cannabis Bar Association (INCBA)

Practices

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