Hermione's practice focuses on securities regulation, financings, corporate governance, stock exchange and FINRA compliance and mergers and acquisitions. She regularly represents domestic and foreign issuers, underwriters, placement agents and other broker-dealers in public and private offerings, including IPOs, follow-on offerings and PIPEs. Her experience spans a variety of industries, including technology, life sciences, Fintech, energy, manufacturing, consumer goods, entertainment, hospitality, financial services, beauty and design. Hermione also has significant experience representing issuers seeking alternative financing from foreign high-net-worth individuals and entrepreneurs. She has been interviewed by mainstream media channels, spoken on podcasts and been featured in international newspapers.

Representative Client Work

  • Represented a healthcare technology product and service provider in connection with its primary and secondary offerings totaling approximately $36 million and advised on its annual and special stockholder meetings, proxy solicitation, reverse stock splits to ensure compliance with Nasdaq continued listing requirements and all other general corporate matters 
  • Advised a global blockchain technology company in connection with its annual and special stockholder meetings, reverse stock splits to ensure compliance with Nasdaq continued listing requirements, launch of cryptocurrency exchanges, acquisition of an Australian financial institution, shelf registration statement and at-the-market offerings, legal proceedings, and all general corporate matters
  • Represented an oil and gas exploration, development and production company in connection with its OTCQB uplisting, offer and resale of $6 million of shares of common stock upon conversion of convertible notes and convertible preferred stock and exercise of warrants, reincorporation merger and Nasdaq uplisting
  • Represented a cryptocurrency mining and wireless sound technology provider with its debt and equity financings, totaling approximately $35 million
  • Represented a consumer audio product company with its primary and secondary offerings, including at-the-market offerings, totaling over $50 million
  • Represented underwriters in connection with a $45 million American Depositary Shares IPO by a retailer and wholesaler of Japanese beauty and health products
  • Represented a placement agent in connection with a $35 million public offering by a foreign insurance broker
  • Represented placement agents in connection with a $30 million public offering by a global mobile device provider and manufacturer
  • Represented underwriters in connection with a $20 million IPO by a clinical stage biopharmaceutical company
  • Represented underwriters in connection with a $20 million IPO by a fintech and social media hybrid platform operator

Bar & Court Admissions

  • New York
  • United States District Court for the Southern District of New York

Education

  • LL.M., Cornell Law School
  • LL.B., with honors, Manchester University School of Law (UK)

Languages

  • Cantonese
  • Mandarin

Practices

Industries

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