Caroline focuses her work on regulatory compliance, government investigations and white-collar defense, corporate internal investigations, and investigations and proceedings before administrative, legislative, and self-regulatory agencies including the SEC and FINRA. Caroline also helps develop effective compliance and supervisory procedures. On the transactional side, Caroline works with our capital markets group representing issuers and broker-dealers in financings, capital markets transactions, and mergers and acquisitions.

Bar & Court Admissions

  • Massachusetts

Education

  • J.D., cum laude, Boston University School of Law; concentration in International Law, with honors
  • B.A., magna cum laude, Stonehill College, Moreau Honors Scholar

Community Engagement

  • Boston Bar Association

Practices

Industries

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