Brendan practices in all aspects of corporate and securities law, with a particular focus on securities regulation, public and private offerings, and general corporate matters.
Prior to joining Sullivan, Brendan was an associate at a New York law firm where he represented financial institutions and issuers in a variety of capital raising transactions including IPOs, Registered Direct offerings, At-the-Market offering programs, PIPEs, uplistings and private placements. Prior to that, Brendan was an Associate Principal Analyst/Attorney at FINRA in New York and was an associate at a law firm specializing in broker-dealer representation.
Brendan received his J.D. from St. John’s University School of Law and his B.A. in English Literature from Loyola University.
Bar & Court Admissions
- New York
- J.D., St. John’s University School of Law
- B.A., cum laude, Loyola University Maryland