Arie focuses on the representation of registered open-end and closed-end investment companies and their independent directors. He has substantial experience advising on regulatory and compliance issues relating to the organization and operation of investment companies. He has also worked extensively on proxies, reporting requirements, and mergers of mutual funds and fund complexes. Arie often advises companies on their status under the Investment Company Act of 1940, and advises asset managers regarding compliance with the Investment Advisers Act of 1940.
Bar & Court Admissions
- New York
- District of Columbia
- J.D., Georgetown University Law Center
- M.A., Texas A&M University
- B.S., with honors, University of Florida
Press ReleaseNovember 9, 2017