Corporate Regulatory Compliance
Howard E. Berkenblit was a speaker at the 2017 NIRI Fundamentals of Investor Relations Seminar and Service Provider Showcase, which was held on September 11-13, 2017 at the Westin Waterfront Hotel in Boston. The conference offered a structured overview of all aspects of investor relations, including marketing, communications and finance.
In his presentation, "Corporate Regulatory Compliance," Mr. Berkenblit reviewed disclosure concepts, filings, regulations and enforcements, including:
- Disclosure concepts
- Required and voluntary disclosure
- Overview of regulatory filings
- Key rules and regulations
- Enforcement and oversight - the SEC and Self Regulating Organizations