Corporate Disclosure: Issues and Best Practices
National Investor Relations Institute (NIRI)
Westin Waterfront Hotel, Boston, MA
September 19, 2016 (3:00 - 4:00 p.m.)
Howard E. Berkenblit was a speaker at the 2016 Fundamentals of Investor Relations Conference, which was held on September 18-21, 2016 at the Westin Waterfront Hotel in Boston. The conference offered a structured overview of all aspects of investor relations, including marketing, communications and finance.
In his presentation, "Corporate Disclosure: Issues and Best Practices," Mr. Berkenblit reviewed disclosure concepts, filings, regulations, enforcement and liability, including:
- Disclosure concepts - duties to disclose, materiality
- Overview of filings
- Rules and regulations - Regulation Fair Disclosure (FD), SOX
- Enforcement and oversight - the SEC and self-regulating organizations
- Professional liability and D&O
- Notice and access