SEC's Division of Examinations Issues ESG Risk Alert, Increasing Scrutiny on Disclosures

Fund Directions
April 23, 2021

Nicole Crum was quoted in the article "SEC's Division of Examinations Issues ESG Risk Alert, Increasing Scrutiny on Disclosures," [sub. req.] which was published by Fund Directions on April 23, 2021.

In the article, Nicole notes that in the absence of formal rulemaking, the SEC could be very helpful to registrants in issuing an FAQ regarding potential standards for ESG products and services.

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